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Published online 27 February 2006
Published in Soil Sci Soc Am J 70:521-532 (2006)
DOI: 10.2136/sssaj2005.0026
© 2006 Soil Science Society of America
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Soil Physics

Beerkan Estimation of Soil Transfer Parameters through Infiltration Experiments—BEST

L. Lassabatèrea, R. Angulo-Jaramillob,*, J. M. Soria Ugaldeb, R. Cuencac, I. Braudb and R. Haverkampb

a Laboratoire des Sciences de l'Environnement, Ecole Nationale des Travaux Publics de l'Etat, Rue Maurice Audin, 69518 Vaulx-en-Velin (France); L. Lassabatère currently at: Division for Water and Environment, LCPC Nantes, Route de Bouaye, BP 4129, 44341 Bouguenais cedex, France
b Laboratoire d'Etude des Transferts en Hydrologie et Environnement, LTHE (UMR 5564, CNRS, INPG, IRD, UJF), BP 53, 38041 Grenoble Cedex 9 (France)
c Bioengineering Dep., Oregon State Univ., 116 Gilmore Hall, Corvallis, OR 97331-3906, USA, I. Braud currently at: CEMAGREF, UR Hydrologie-Hydraulique, 3bis Quai Chauveau, 69336 Lyon Cédex 9 (France)

* Corresponding author (rafael.angulo{at}hmg.inpg.fr)


    ABSTRACT
 TOP
 ABSTRACT
 INTRODUCTION
 THEORY
 MATERIALS AND METHODS
 RESULTS AND DISCUSSION
 CONCLUSIONS
 APPENDIX A
 APPENDIX B
 REFERENCES
 
Studying soil hydrological processes requires the determination of soil hydraulic parameters whose assessment using traditional methods is expensive and time-consuming. A specific method, Beerkan estimation of soil transfer parameters referred to as BEST was developed to facilitate the determination of both the water retention curve, {theta}(h), and the hydraulic conductivity curve, K({theta}), defined by their shape and scale parameters. BEST estimates shape parameters from particle-size distribution analysis and scale parameters from infiltration experiments at null pressure head. Saturated water content is measured directly at the end of infiltration. Hydraulic conductivity and water pressure scale parameters are calculated from the steady-state infiltration rate and prior estimation of sorptivity (S) This is provided by fitting transient infiltration data on the classical two-term equations with values from zero to a maximum corresponding to null hydraulic conductivity and using a data subset for which the two-term infiltration equations are verified as valid. BEST was compared with other fitting methods to estimate sorptivity and hydraulic conductivity from infiltration modeling data on the basis of the same infiltration equations for three contrasting soils: agricultural soil, sandy soil, and a coarser fluvioglacial deposit. The other methods failed sometimes to model accurately experimental data and to provide values in agreement with physical principles of water infiltration (negative values for hydraulic conductivity, too high steady-state infiltration rate). None of these anomalies was encountered when modeling cumulative infiltration with BEST. BEST appears to be a promising, easy, robust, and inexpensive way of characterizing the hydraulic behavior of soil.

Abbreviations: BEST; Beerkan estimation of soil transfer parameters • BEST/I, BEST applied to cumulative infiltration I • BEST/q, BEST applied to infiltration flux q • CI, cumulative infiltration • CL, cumulative linearization • DL, derivative linearization • IF, infiltration flux


    INTRODUCTION
 TOP
 ABSTRACT
 INTRODUCTION
 THEORY
 MATERIALS AND METHODS
 RESULTS AND DISCUSSION
 CONCLUSIONS
 APPENDIX A
 APPENDIX B
 REFERENCES
 
THE WORK presented here contributes toward understanding the hydrology of the vadose zone that forms a link between the surface water component and the groundwater component. This is important for understanding and characterizing the hydrological cycle and transfer of contaminants transported by water. Such understanding relies on determining the hydraulic characteristics curves of the soils, that is, water retention {theta} (h), also referred to as h({theta}), and hydraulic conductivity K({theta}) curves.

Several methods have been developed to determine these hydraulic characteristic curves, from the simplest that require only readily available information, such as particle-size distribution and physicochemical characteristics or simple field measurements (Jarvis et al., 2002), to the most sophisticated that require the full experimental determination of the water retention curve h({theta}) and the hydraulic conductivity K({theta}) using laboratory apparatus (Raimbault, 1986; Mallants et al., 1997). Some methods have been based on field experiments such as infiltration experiments (Simunek et al., 1998; Angulo-Jaramillo et al., 2000; Jacques et al., 2002). These are usually performed by imposing a given pressure head (hf), corresponding to a specific water content ({theta}f), through either simple rings or disc infiltrometers, depending on the sign of the pressure heads hf (Angulo-Jaramillo et al., 2000). Field based methods appear to be more advantageous insofar as (i) they are less expensive and time-consuming, (ii) the gain in precision in the laboratory is limited because soil cores usually provide a poor picture of the real soil, and (iii) laboratory devices are badly adapted for revealing the hydraulic behavior of watersheds at field scale (Minasny and McBratney, 2002).

Haverkamp et al. (1996) pioneered a specific methodology known as the "Beerkan Method." The Beerkan Method considers certain analytic formulae for the hydraulic characteristic curves and estimates their shape parameters, which are texture dependent, from simple particle-size analysis, and their scale parameters, which are structure dependent, from field infiltration experiments at null pressure head (Haverkamp et al., 1999). This method was applied to real watersheds (Galle et al., 2001; Braud et al., 2003) and has recently been improved and assessed with simulated data (Braud et al., 2005).

This paper presents a specific method (BEST) based on the Beerkan Method. The proposed algorithm was developed to improve robustness of deriving scale parameters from a single infiltration experiment performed at null pressure head. BEST fitting algorithm, which estimates sorptivity and hydraulic conductivity through fitting infiltration data, was also compared with four fitting methods described in Vandervaere et al. (2000a). We considered three contrasting soils: an agricultural soil, a sandy soil, and a coarse fluvioglacial deposit.


    THEORY
 TOP
 ABSTRACT
 INTRODUCTION
 THEORY
 MATERIALS AND METHODS
 RESULTS AND DISCUSSION
 CONCLUSIONS
 APPENDIX A
 APPENDIX B
 REFERENCES
 
This paper focuses specifically on the van Genuchten relation for the water retention curve (Eq. [1a]), with the Burdine condition (Eq. [1b]) and the Brooks and Corey relation (Eq. [2]) for hydraulic conductivity (Burdine, 1953; Brooks and Corey, 1964; van Genuchten, 1980):

Formula 1[1a]

Formula 2[1b]

Formula 3[2]
where n, m and {eta} are shape parameters and hg, {theta}s, {theta}r, and Ks are scale parameters. Usually, {theta}r is very low and thus considered to be zero. These relations were proved accurate and relevant for describing the hydraulic behavior of most soils (Fuentes et al., 1992; Haverkamp et al., 1999).

Fitting infiltration experiment data on either numerical (Simunek et al., 1998) or analytical expressions (Haverkamp et al., 1994) can provide estimations of scale parameters and combinations of them, such as sorptivity, as described below. Considering an infiltration experiment with zero water pressure on an rd-in-radius circular surface above a uniform soil with a uniform initial water content ({theta}0), the three dimensional cumulative infiltration I(t) and the infiltration rate q(t) can be approached by the following explicit transient two-term (Eq. [3a] and [3b]) and steady-state expansions (Eq. [3c] and [3d]) (Haverkamp et al., 1994):

Formula 4[3a]

Formula 5[3b]

Formula 6[3c]

Formula 7[3d]
where constants A, B, and C can be defined for the specific case of a Brooks and Corey relation (Eq. [2]) and taking into account initial conditions as (Haverkamp et al., 1994):

Formula 8[4a]

Formula 9[4b]

Formula 10[4c]
where ß {approx} 0.6 and {gamma} {approx} 0.75, which apply for most soils when {theta}0 < 0.25 {theta}s (Smetten et al., 1994; Haverkamp et al., 1994). Considering that the shape parameter {eta} and the initial and saturated water content were determined beforehand, the fit of experimental data on Eq. [3] provides estimations of saturated hydraulic conductivity (Ks) and sorptivity (S).

Once estimated, sorptivity [S = S({theta}0,{theta}s)] can be expressed as a function of the scale parameters. Sorptivity can first be estimated from initial and final water contents, respectively {theta}0 and {theta}f, and hydraulic characteristic curves by the following relation (Parlange, 1975, Elrick and Robin, 1981):

Formula 11[5]

For the specific case of Eq. [1] and Eq. [2], a zero initial water content ({theta}0 = 0) and a saturated final water content ({theta}f = {theta}s), this relation can be simplified as follows (Haverkamp et al., 1999):

Formula 12[6a]

Formula 13[6b]
where {Gamma} stands for the usual Gamma function. Usually, the initial water content differs from zero ({theta}0 != 0). In this case, S({theta}0,{theta}s) can be quite accurately approximated from S(0, {theta}s) through the following relations (Haverkamp et al., 1999):

Formula 14[7a]

Formula 15[7b]
where K0 stands for hydraulic conductivity at {theta}0. At least, considering Eq. [6] and [7], sorptivity can be expressed as a function of the scale parameters by the following relation:

Formula 16[8]

BEST estimates shape parameters on the basis of the particle-size analysis. This kind of identification has led to numerous articles (Haverkamp et al., 1999) and is described in more detail in the material and methods section. Thus it estimates scale parameters from infiltration experiments by using a specific algorithm whose main characteristics are also briefly described in the material and methods section. The saturated water content is measured at the end of the infiltration. BEST first estimates sorptivity by fitting the transient cumulative infiltrations or infiltration rates on the two-term equations Eq. [3]. The fit is based on the replacement of hydraulic conductivity Ks by its sorptivity function S and the experimental steady-state infiltration rate (q+{infty} {approx} q+{infty}exp) through Eq. [3d] and the following specificities: an accurate reproduction of experimental data, a fit for S between zero and a maximum value that corresponds to a null hydraulic conductivity (capillary driven flow), and the use of restricted data subsets to ensure the validity of Eq. [3]. As suggested by Jacques et al. (2002), once sorptivity is estimated, the saturated hydraulic conductivity is driven through Eq. [3d], assuming that steady state has been reached. The pressure head scale parameter (hg) is then estimated from the other hydraulic parameters through Eq. [8].


    MATERIALS AND METHODS
 TOP
 ABSTRACT
 INTRODUCTION
 THEORY
 MATERIALS AND METHODS
 RESULTS AND DISCUSSION
 CONCLUSIONS
 APPENDIX A
 APPENDIX B
 REFERENCES
 
The Beerkan Infiltration Method and Materials
The Beerkan infiltration method uses a simple annular ring. The surface vegetation is removed while the roots remain in situ. A soil sample is collected for particle-size analysis and to determine its initial gravimetric water content. Another sample of known volume is extracted to determine its bulk density ({rho}d). Then, the cylinder is positioned at the soil surface and inserted to a depth of about 1 cm to avoid lateral loss of the ponded water at the soil surface (Fig. 1 ). A fixed volume of water is poured into the cylinder at time zero, and the time elapsed during the infiltration of the known volume of water is measured. When the first volume has completely infiltrated, a second known volume of water is added to the cylinder, and the time needed for it to infiltrate is measured (cumulative time). The procedure is repeated for a series of about 8 to 15 known volumes and cumulative infiltration is recorded (Fig. 1). Finally, the data set is made up of a number of Ntot discrete points (ti, Ii) and a smooth form of Iexp(t) is provided by these experimental points. At the end of the experiment, the saturated soil is sampled to determine the saturated gravimetric water content (ws) and thus the saturated volumetric water content ({theta}s) from the bulk density ({rho}d) and the gravimetric water content, considering that water density is 1 g cm –3:

Formula 17[9]
We studied three soils: an agricultural soil from Roujan, near Montpellier (Hébrard, 2004), a sandy soil from Chernobyl (Dewière, 2004) and a fluvioglacial deposit at the experimental Django Reinhardt site, east of Lyon (Barraud et al., 2002). These soils are referred to respectively as Roujan, Chernobyl, and Django Reinhardt. They represent three different types: agricultural soil, sandy soil, and gravely deposit and have very different textures (Fig. 2 ) and structures. Roujan can be considered as a well graded silt and is far finer and better graded than the other soils. Django Reinhardt is the most structured and the coarsest with particles larger than 2 mm. These soils were chosen because they represent three contrasting types of soils and because Chernobyl has the same texture as Django Reinhardt and the same structure as Roujan. The soil main characteristics and infiltration parameters are synthesized in Table 1. We used normal rings for the Beerkan Method (Angulo-Jaramillo et al., 2000) with a larger ring for the coarser soil to improve the representation of the soil's behavior.


Figure 1
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Fig. 1. Beerkan infiltration. Known volumes of water prepared in the cups are successively poured through the ring and time is measured.

 

Figure 2
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Fig. 2. Particle-size distributions of the soils studied (<2 mm). Experimental data (points) and modeling (solid lines).

 

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Table 1. Beerkan infiltration parameters: ring radius (rd), water volume (Vw), dry bulk density ({rho}d), initial volumetric water content ({theta}0), and saturated volumetric water content ({theta}s).

 
Estimation of Shape Parameters from Particle-Size Analysis
We determined the particle-size distribution for the fine fraction (<2 mm). The particle-size distribution was fitted on the following equations:

Formula 18[10a]

Formula 19[10b]
where F(D) is the cumulative frequency associated with diameter D, M and N are two shape parameters, and Dg is a scale parameter. This fit provides the estimations of parameters M, N, and Dg. This optimization is performed by the least square technique, while convergence stability is achieved by using a change of variable x = 1/D. The shape index (pm) of the media can then be estimated from M and N by (Zatarain et al., 2003):

Formula 20[11a]

Formula 21[11b]

Formula 22[11c]
where coefficient {kappa} is defined as (Fuentes et al., 1998):

Formula 23[12]
where s is the fractal dimension of the media defined as the root of the following equation (Fuentes et al., 1998):

Formula 24[13]
where {varepsilon} is the soil porosity.

The shape parameters of the retention curve (m, n) are derived from the values of the shape index considering the positive root of Eq. [11b] for m and by deriving n from m by Burdine's condition:

Formula 25[14]

Formula 26[15]

Shape parameter {eta} of the hydraulic conductivity can be estimated from the capillary models (Haverkamp et al., 1999):

Formula 27[16]
where {lambda} is the product of m x n, and p is a tortuosity parameter that depends on the capillary model, that is, zero (Childs and Collis-George, 1950), 0.5 (Mualem, 1976), 1 (Burdine, 1953), or 1.33 (Millington and Quirk, 1961). A priori, tortuosity p should depend on the kind of soil (Haverkamp et al., 1999). Failing further information, we decided to use Burdine's condition in the same way as for the water retention curve.

Scale Parameter Estimation by Infiltration Modeling with BEST
The first scale parameter, that is, the saturated volumetric water content, was estimated from the saturated gravimetric water content and the dry bulk density through Eq. [9]. The other scale parameters are derived from modeling experimental infiltration. BEST uses equations equivalent to Eq. [3a] and [3b]. These equations were obtained by the replacement of hydraulic conductivity Ks by its function S and steady-state infiltration rate q+{infty} in Eq. [3]:

Formula 28[17a]

Formula 29[17b]

The four main steps of the BEST method are described below.

Step 1. Data
BEST estimates the experimental transient cumulative infiltration Iexp(t) and infiltration rate qexp(t) and asymptotic infiltration rate q+{infty}exp from the whole data set (ti,Ii), as follows:

Formula 30[18a]

Formula 31[18b]

Formula 32[18c]

Formula 33[18d]
where Ntot is the total number of the whole data set and Nend is the number of points considered for the linear regression. Nend has to be chosen large enough to provide an accurate estimate of the asymptotic infiltration rate. The value of the experimental infiltration rate estimated with the right term of Eq. [18b] is associated with time tI* defined as the square mean root time (Eq. [18c]) instead of the usual arithmetic mean time. We show in Appendix A that time tI* is the exact antecedent of the right term of Eq. [18b] when transient infiltration is ruled by Eq. [3a] and [3b].

Step 2. Constants
BEST calculates constants A, B, and C from the shape parameters (m, n, and {eta}), constants {gamma} and ß, and the initial and saturated water contents ({theta}0, {theta}s) with Eq. [4].

Step 3. Maximum Sorptivity
BEST estimates a maximum sorptivity referred to as SMAX by fitting experimental data on Eq. [17], assuming that B = 0, that is, that water flow is capillary driven only. The fit is performed by minimizing the classical objective functions for cumulative infiltration I(t) and infiltration rate q(t):

Formula 34[19a]

Formula 35[19b]
where k is the number of data points considered for the transient state. As Eq. [3a], [3b], and thus Eq. [17] are valid only at transient state, the fit may not be valid for large values of k. Then, sorptivity is estimated for all values of k from a minimum of five points to a maximum Ntot (whole data set). SMAX is assumed to be the maximum value of the whole sequence. The requirement to obtain positive values for Ks leads to an additional condition: SMAX2 must be less than the steady-state infiltration rate (q+{infty}) divided by Coefficient A. Thus maximum sorptivity SMAX is defined by:

Formula 36[20]

Step 4. Hydraulic Conductivity and Water Pressure Scale Parameters Estimation
Whereas in Step 3 BEST fits experimental data considering a null value for B for Eq. [17], in Step 4 BEST considers the real value for B, that is, the value determined with Eq. [4b]. The fit is performed by minimizing the objective functions defined by Eq. [19]. As Eq. [17] may not be valid for all the points, BEST fits data for a minimum of five points to a maximum of Ntot (whole data set). For each data subset containing the k first points, BEST estimates sorptivity S(k), hydraulic conductivity Ks(k) from S(k) by Eq. [3d] and a maximum time tmax(k) defined as follows:

Formula 37[21]
where tgrav is the gravity time defined by Philip (1969). Time tmax(k) is considered as the maximum time for which transient expressions can be considered valid (See Appendix B). Then, the longest time of data subset tk is compared with tmax(k). The values of S(k) and Ks(k) are not considered valid unless tk is lower than tmax(k). Amongst all the values of S(k) and Ks(k) that fulfill this condition, we retain for S and Ks the S(kstep) and Ks(kstep) values that correspond to the largest k, referred to as kstep (gain in precision). The scale parameter for water pressure (hg) is then estimated from sorptivity (S) and hydraulic conductivity (Ks) by the following relation obtained from Eq. [8]:

Formula 38[22]

This specific method is referred to as either "BEST/I" or "BEST/q," according to the choice of time series I or q for the fitting, respectively. BEST is coded with Mathcad 11 (Mathsoft Engineering and Education, 2002).

Estimating Scale Parameters from Infiltration Modeling by using the Four Different Fitting Methods
The different fitting methods referred to as cumulative linearization (CL, Smiles and Knight, 1976), derivative linearization (DL, Vandervaere et al., 2000a), cumulative infiltration (CI) and infiltration flux (IF) were analyzed by Vandervaere et al. (2000a). All are based on the assumption that transient infiltration is ruled by the two-term relations Eq. [3a] and [3b]. To apply these methods, we derived the cumulative infiltration I(t), infiltration rate q(t), and the derivative of infiltration with respect to the square root time from (ti,Ii), as proposed in (Smith et al., 2002):

Formula 39[23a]

Formula 40[23b]

Formula 41[23c]

Formula 42[23d]

We fitted the experimental data to their corresponding functional relations (see Table 2) by a classical least square optimization to obtain the coefficients C1 and C2. We used the whole dataset for methods CI and IF, and only the appropriate dataset for CL and DL as described in Smith et al. (2002). The sorptivity and saturated hydraulic conductivity were then derived from the values C1 and C2 through the relations defined in Table 2 (column "Parameters") as proposed by Vandervaere et al. (2000b) for single infiltration experiments. We took into account the hydraulic relationships (Eq [1] and [2]) and the initial water content in the expressions of A and B in the relations that define S and Ks from coefficients C1 and C2. Then, these estimations for sorptivity and saturated hydraulic conductivity were used along with shape parameters estimated from fitting particle size distribution to estimate water pressure scale head parameter through relation [8].


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Table 2. Cumulative linearization (CL), derivative linearization (DL), cumulative infiltration (CI), and infiltration flux (IF) methods.

 

    RESULTS AND DISCUSSION
 TOP
 ABSTRACT
 INTRODUCTION
 THEORY
 MATERIALS AND METHODS
 RESULTS AND DISCUSSION
 CONCLUSIONS
 APPENDIX A
 APPENDIX B
 REFERENCES
 
Particle-Size Analysis and Shape Parameter Estimation
The particle-size distributions for all the soils fitted well on Eq. [10] (Fig. 2). The relative errors are <5% (Table 3). The particle-size parameters (Dg, M, and N) are summarized in Table 3. Roujan is different from the other soils with lower M and N values (Table 3). Chernobyl and Django Reinhardt have similar textures and thus similar M and N values. They differ only in their mean particle-size scale parameter (Dg) (Table 3). As a result, the hydraulic shape parameters (n, m, and n) determined by Eq. [11] to [16] are similar for Chernobyl and Django Reinhardt and different for Roujan (Table 3).


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Table 3. Shape (M and N) and scale (Dg) parameters of particle-size distribution, fit relative errors (Er), and estimated hydraulic shape parameters (m, n and {eta}).

 
Three-dimensional Infiltration Analysis and Scale Parameter Estimation
Modeling experimental data with BEST proved satisfactory in both transient and steady states and for both cumulative infiltrations and infiltration rates (Fig. 3 ). In transient state, the modeled curves (Eq. [17]) are plotted only in their validity interval [0,tmax]. When steady state is reached well before the end of the experiment, the validity interval corresponds to a restricted part of the whole data set (Fig. 3b and Fig. 3c).


Figure 3
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Fig. 3. Modeling with BEST/I cumulative infiltration rate for the three soils ([a] Roujan, [b] Chernobyl, [c] Django Reinhardt).

 
BEST estimates the values of S and Ks by considering only the data belonging to the validity interval as the other points are not considered for the fit. To obtain such a result, as the value of tmax and thus the validity interval are unknown a priori, BEST estimates the sorptivity (S), hydraulic conductivity (Ks), the longest time (tk), and the maximum time (tmax) values versus the number of points (k) of the data subset considered for the fitting (Fig. 4 ). When k exceeds a certain step (kstep), the longest time (tk) may exceed the maximum time (tmax) (Fig. 4). This implies that the experimental data had been fitted on equations that were no longer valid thus the resulting values S and Ks cannot be considered valid. The values chosen by BEST from those that are valid correspond to the largest data subset, that is, to kstep. The hydraulic characterization is then completed with the estimation of the water pressure scale parameter through Eq. [22].


Figure 4
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Fig. 4. Example of BEST estimation of the (a) sorptivity (S) and hydraulic conductivity (Ks) and (b) longest time of the data subset (tk) and maximum time (tmax) versus the number of points used for the fit (k) for the case of Chernobyl.

 
The other methods (CL, DL, CI, and IF) differed in the estimations of sorptivity and hydraulic conductivity, as shown by the high coefficients of variation for S, Ks (Table 4). The coefficients of variation were higher for hydraulic conductivity than for sorptivity showing that the hydraulic conductivity estimation is far more method dependent. This lack of accuracy for hydraulic conductivity also affected the estimation of the water pressure scale parameter (hg) when deducing that parameter from S, Ks values and Eq. [22] (Table 4).


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Table 4. Sorptivity (S), hydraulic conductivity at saturation (Ks), water pressure head scale parameter (hg) and fit relative errors for cumulative infiltration (ErI) and infiltration rate (Erq) for each method, mean, and coefficient of variation (CV).

 
Constraints on S and Ks Values
A choice is then needed to keep the appropriate values, that is, the ones that provide both accurate modeling of experimental data and agreement with basic criteria related to the physics of water infiltration in soils.

Initially, the estimated values of sorptivity and hydraulic conductivity must be positive:

Formula 43[24a]

Formula 44[24b]

Some methods led to significantly negative values, mostly for hydraulic conductivity (Table 4). In this case, the water pressure scale parameters could not be determined and were referred to as "n.d." (Table 4).

Second, the sorptivity and hydraulic conductivity values must define modeled infiltration rates higher at transient than at steady state:

Formula 45[25]

For all the methods, the transient modeled data was considered only over the time interval for which they are valid, where the upper limit was defined as the maximum time of the dataset that served for the estimation of S and Ks. Equation [25] was not verified for certain methods, such as CI applied to infiltration through Roujan (Fig. 5a ). This discrepancy also has consequences on the modeled cumulative infiltration and causes an over-steep slope at steady state. The S and Ks values that led to these problems could not be considered as valid.


Figure 5
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Fig. 5. Examples of inadequate modeling: (a) overestimation of steady state infiltration rate (CI method applied to Roujan) and (b) overestimation of transient cumulative infiltration (IF and BEST/q methods applied to Chernobyl).

 
Third, sorptivity and hydraulic conductivity values must ensure accurate modeling of experimental data at transient state. The quality of the fit was evaluated by controlling both the general shape and the relative error defined as:

Formula 46[26]
where yiexp (i = 1..k) are the experimental data that served for the estimation of S and Ks, yi are the corresponding modeled data. Some methods such as IF and BEST/q led to unacceptable errors for transient cumulative infiltration (Table 4, ErI, underlined) due to either under or overestimation (Fig. 5b). Concerning infiltration rates, the worst methods were IF and DL (Table 4, Erq, underlined). This may be due, among other things, to wrong estimations of times tio and yi*, which were associated with the experimental infiltration rate and the derivative of infiltration with respect to the square root time (Eq. [23b] and [23d]).

Lastly, the modeled cumulative infiltrations I+{infty}(t) and infiltration rates q+{infty} at steady state must be in agreement with the experimental data. In particular, the experimental infiltration rate qexp(t) must converge and stay higher than or equal to q+{infty}:

Formula 47[27]

This was not verified for several methods, such as CI applied to infiltration through Roujan (Fig. 5a) with a modeled steady-state rate q+{infty} about 50% higher than the experimental steady-state infiltration q+{infty}exp. This resulted in an over-steep slope for the modeled steady-state cumulative infiltration I+{infty}(t) (Fig. 5a).

We tested all the methods, including BEST, for the three cases studied taking into account the validity criteria described above (Table 5). BEST/I satisfied all the validity criteria for the three soils studied (Table 5). BEST/q showed robustness but over or underestimated cumulative infiltrations for Roujan and Chernobyl. The robustness of BEST/I may result from its construction. Initially, it fits for cumulative infiltration. Estimating experimental cumulative infiltration may appear easier and more accurate than any derivative of infiltration. Second, BEST subtracts the sorptivity term (A S2) to the steady state infiltration rate instead of coefficient C2. Considering that steady state is higher than coefficient C2, that is, A S2 is a lower percentage of q+{infty}, the robustness of the subsequent estimation of Ks is then improved. Thirdly, sorptivity is kept lower than a maximum value to ensure hydraulic conductivity remains positive. Lastly, BEST estimates sorptivity by using only the data for which Eq. [3] are valid.


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Table 5. Validity criteria for the determination of physically meaningful values of sorptivity (S) and hydraulic conductivity at saturation (Ks).{dagger}

 
Hydraulic Characterization of the Three Soils
Analysis of particle-size distribution combined with modeling of three-dimensional infiltration experiments led to the full determination of the shape parameters (m, n and {eta}) and scale parameters ({theta}s, Ks, and hg) (Table 6). We estimated the scale parameters as being the average of all the values provided by the methods fulfilling the criteria defined above (i.e., mainly BEST/I), thus enabling complete characterization of the three soils.


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Table 6. Hydraulic shape parameters (m, n, and {eta}) and scale parameters (hg, {theta}s, Ks) estimated for the three soils.

 
The estimated parameters are in agreement with common values for all the parameters (Haverkamp et al., 1997; Wosten et al., 1999) and their comparison with the common values highlighted three different hydraulic behaviors: Roujan, Chernobyl, and Django Reinhardt seemed to behave respectively as loam, loamy sand, and sand. The hydraulic shape parameters of Chernobyl and Django Reinhardt were similar due to their similar textures (Table 3). Chernobyl had similar scale parameters to Roujan, whereas Django Reinhardt was completely different, with a far higher saturated water content, hydraulic conductivity, and water pressure scale parameter (Table 6). This may be due to the fact that the Django Reinhardt soil was coarser and had a more open structure.

Analysis of water retention curves facilitates understanding of the hydraulic behavior of the three soils. The water retention curves of both Chernobyl and Django Reinhardt show a sudden change of water content close to water pressure step (Fig. 6a ). The increase of hydraulic conductivity also seems to form a step shape, that is, a sharp increase below a given point and a plateau (Fig. 6b). This may result from the particle-size distributions of Django Reinhardt and Chernobyl that are both close to being unimodal with little deviation (Fig. 2). When water pressure increases and borders a pressure step corresponding to the mean pore size, most of the pores may saturate. Consequently, both water content and hydraulic conductivity increase considerably. Chernobyl and Django Reinhardt differ only with respect to their mean pore sizes, Django Reinhardt being much coarser. As a result, it saturates at a higher water pressure (Fig. 6a) and has a higher saturated hydraulic conductivity (Fig. 6b). The case of Roujan is quite different. Regarding its well-graded particle-size distribution (Fig. 2), its pore-size distribution is much more dispersed around the mean. As a result, when the water pressure increases, the water content may also increase gradually, filling the different pore-size modes, and leading to a possible gradual increase of hydraulic conductivity.


Figure 6
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Fig. 6. Soil hydraulic characteristics curves: (a) water retention curve h({theta}) and (b) hydraulic conductivity K({theta}).

 

    CONCLUSIONS
 TOP
 ABSTRACT
 INTRODUCTION
 THEORY
 MATERIALS AND METHODS
 RESULTS AND DISCUSSION
 CONCLUSIONS
 APPENDIX A
 APPENDIX B
 REFERENCES
 
A complete method referred to as "BEST" (Beerkan estimation of soil pedotransfer parameters) was developed to facilitate the hydraulic characterization of unsaturated soils. BEST determines hydraulic characteristic curves that take into account the van Genuchten relation with the Burdine condition (Eq. [1]) for the water retention curve and the Brooks and Corey relation (Eq. [2]) for hydraulic conductivity. The shape parameters are estimated from particle-size distribution by classical pedotransfer functions and the scale parameters are estimated from three-dimensional infiltrations performed at zero water pressure (Beerkan infiltration method). The saturated water content is measured directly in situ at the end of the infiltration experiments. BEST estimates saturated hydraulic conductivity and sorptivity by modeling the experimental infiltration data using the two-term equations developed by Haverkamp et al. (1994). The specific characteristics of BEST are: (i) the method used to reproduce experimental data, in particular infiltration data; (ii) the fitting of experimental data using only sorptivity and the subsequent estimation of water pressure scale parameter and saturated hydraulic conductivity using both transient and steady-state infiltration Eq. [3]; (iii) the optimization of sorptivity between zero and a maximum value corresponding to a null hydraulic conductivity; and (iv) the use of a data subset for which the transient two-term expressions are valid. BEST was compared to four fitting methods that estimate sorptivity and saturated hydraulic conductivity by infiltration data modeling using the transient two-term Eq. [3a] and [3b]. BEST provided acceptable estimations of hydraulic parameters leading to a complete characterization of hydraulic characteristic curves. The use of BEST along with some other methods such as DL proposed by Vandervaere et al. (2000a) could help in highlighting changes in infiltration modes or troubles during infiltration. Moreover, the parameter estimation with BEST could also be adapted also for infiltration experiments under negative water pressure heads. Thanks to its ease of implementation and associated low cost, Beerkan appears to be a promising method of characterizing the hydraulic behavior of soil.


    APPENDIX A
 TOP
 ABSTRACT
 INTRODUCTION
 THEORY
 MATERIALS AND METHODS
 RESULTS AND DISCUSSION
 CONCLUSIONS
 APPENDIX A
 APPENDIX B
 REFERENCES
 
The right term of Eq. [18b] can be written as follows:

Formula 48[28]

Considering that the cumulative infiltration follows Eq. [3a] exactly, it can be replaced by its function to times at ti and t1+1 and simplified as follows:

Formula 49[29]

Formula 50[30]

Formula 51[31]

Formula 52[32]

Formula 53[33]

The right term of Eq. [32] corresponds to the expression of infiltration rate q(t) (Eq. [3b]) at the time ti*:

Formula 54[34]


    APPENDIX B
 TOP
 ABSTRACT
 INTRODUCTION
 THEORY
 MATERIALS AND METHODS
 RESULTS AND DISCUSSION
 CONCLUSIONS
 APPENDIX A
 APPENDIX B
 REFERENCES
 
To be considered as valid values with a physical meaning sorptivity (S) and hydraulic conductivity (Ks) must define an infiltration rate that verifies:

Formula 55[35]
if Eq. [3a], [3b], [3c], and [3d] are valid for all the times belonging to the interval [0,tmax], Eq. [3b] and [3d] imply that:

Formula 56[36]

The simplification of Eq. [36] leads to the following equation:

Formula 57[37]

This condition leads to the definition of the maximum time (tmax) for which Eq. [3] and thus [17] can be considered as valid. This maximum time is defined by the second term of the inequality that is:

Formula 58[38a]
where tgrav corresponds to the gravity time defined by Philip (1969):

Formula 59[38b]

Received for publication January 20, 2005.


    REFERENCES
 TOP
 ABSTRACT
 INTRODUCTION
 THEORY
 MATERIALS AND METHODS
 RESULTS AND DISCUSSION
 CONCLUSIONS
 APPENDIX A
 APPENDIX B
 REFERENCES
 




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B. Minasny and A. B. McBratney
Estimating the Water Retention Shape Parameter from Sand and Clay Content
Soil Sci. Soc. Am. J., June 8, 2007; 71(4): 1105 - 1110.
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